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Psychotherapy Integration: An Assimilative,
Psychodynamic Approach
George Stricker
Jerold R. Gold
Original citation: Stricker, G., & Gold, J.R.
(1996). Psychotherapy integration: An assimilative,
psychodynamic approach. Clinical Psychology: Science and
Practice, 3, 47-58.
Electronic citation: Retrieved from
http://cyberpsych.org/SEPI /stricker.htm
Abstract
Psychotherapy integration
is an approach to treatment that goes beyond
any single theory or set of techniques. The
history of the psychotherapy integration
movement is described, along with several
approaches that have been developed to
integration. We then describe our
assimilative approach, based on a
psychodynamic model but incorporating
techniques from various active approaches to
treatment. A case history is provided
illustrating the model that we described.
Key words: Psychotherapy integration;
Assimilative integration
Electronic reprint permission: Oxford
University Press
Psychotherapy Integration: An Assimilative,
Psychodynamic Approach
Psychotherapists always have been interested
in, and have attempted to use, new
developments in the natural and social
sciences, philosophy, theology, the arts, and
literature. However, for the most part, we
have refused to learn psychotherapy from each
other if our ideologies and allegiances are
different. This isolationism has been
contradicted by a small, but growing, group of
scholars and clinicians who have been able to
cross sectarian lines. These integrationists
have aimed at establishing a useful dialogue
among members of the various sectarian schools
of psychotherapy. Their goal has been the
development of the most effective forms of
psychotherapy possible. The integration of
therapies involves the synthesis of the "best
and brightest" concepts and methods into new
theories and practical systems of treatment.
Given the rise of publications, journals, and
professional societies concerned with
psychotherapy integration, it seems that, as
Arkowitz (1991) has announced, psychotherapy
integration has come of age.
The first approach to psychotherapy
integration involved the translation of
concepts and methods from one
psychotherapeutic system into the language and
procedures of another. A brief historical
overview1 of this movement might begin with an
attempt to convert Freudian psychoanalytic
concepts into the terms of learning theories.
As noted by Arkowitz (1984), whose fine
history of psychotherapy integration has
influenced extensively this more concise
attempt, perhaps the first article of this
type was written by Ischlondy (1930), and his
work was expanded upon by French (1933) and by
Kubie (1934). French was concerned with the
correspondences between the Pavlovian
constructs of inhibition, differentiation, and
conditioning and the analytic concepts of
repression, object choice, and insight.
Kubie's expansion of these ideas moved him to
consider the possibility of such phenomena as
conditioning and disinhibition playing an
important role in the relationship between the
analyst and the analysand.
These early pioneers in integration were
following a trend introduced into
psychoanalysis by Freud (1909/1955). He had
noted the importance of compelling the phobic
patient to face the phobic object actively--a
preview of in vivo desensitization--and also
experimented with setting time limits on the
treatment in order to promote conflict and to
gain access to deeper unconscious material.
As learning theorists began to include
operant conditioning principles and organismic
and complex psychological variables in their
systems, such ideas were applied to the
dominant psychotherapeutic approaches of the
era. Sears (1944), Shoben (1949), and Dollard
and Miller (1950) recast psychodynamic and
client-centered therapies in the language and
concepts of reinforcement and the internally
mediated learning that had been studied by
neobehaviorists such as Hull (1952). These
studies emphasized the reinforcement value of
the therapist and, particularly in the case of
Dollard and Miller (1950), preceded
modifications in psychoanalytic technique that
emphasized activity and instruction on the
part of the therapist. Procedures that are
commonplace today in cognitive-behavioral
therapy and in many forms of integrative
therapy were introduced by Dollard and Miller,
and included the use of homework, role
playing, and modeling, as well as active and
graded confrontation of fearful situations and
internal states. Wachtel (1977) and Arkowitz
(1984) have noted that the work of Dollard and
Miller was much more influential in general
psychology and in learning theory than in
psychotherapy studies, and that their direct
impact on psychotherapy integration was not
felt until much later. Alexander (1963;
Alexander & French, 1946) modified his
psychoanalytically oriented approach to
therapy by experimenting with active
approaches to the induction of change that
were informed by the then contemporary
learning theories. A point crucial to later
developments in psychotherapy integration was
his introduction of the idea that insight into
unconscious processes often followed
behavioral change, rather than exclusively
being the antecedent to change. This move away
from a unidirectional view of change was
highly influential in the thinking of many
later students of integration.
A very important trend that was occurring
throughout this same time period was the
search for generic change factors that were
common to all psychotherapies. Although not
aimed at integration or theoretical
translation in themselves, these studies were
crucial in breaking down barriers between
adherents of specific theories and methods.
Fiedler (1950) demonstrated that observers
were unable to differentiate between
psychoanalytic, Adlerian, and client-centered
therapies, or to identify the therapeutic
ideology of different practitioners. Such
research, as well as the investigations of
Frank (1961) and of London (1964), pointed to
the commonalties among the variety of
contemporary therapies, and collectively
became a voice arguing for a nonsectarian and
generalist approach to psychotherapy. These
arguments proved to be extremely generative of
the more specifically integrative work that
followed.
As behavior therapy became more
sophisticated and more oriented toward complex
clinical problems, some of its theorists and
practitioners came to look to psychoanalysis,
humanistic therapies, and systems approaches
for guidance, ideas, and methods. Some
pertinent examples of these truly integrative
studies include the works of Beier (1966),
Marks and Gelder (1966), Weitzman (1967),
Sloane (1969), Marmor (1971), and Birk and
Brinkley-Birk (1974) among many others. These
students shared a concern for searching out
the underlying theoretical links and
similarities among behavioral, humanistic, and
dynamic methods. Brady (1968), Birk (1970),
and Feather and Rhoades (1972) experimented
with the technical integration of
psychodynamic, systems, and behavioral methods
within single cases. Goldfried and Davison
(1976) acknowledged the utility of, and the
need for, concepts and methods drawn from
other systems of therapy.
If the history of psychotherapy integration
had a single watershed moment, it was the
publication of Wachtel's (1977) Psychoanalysis
and Behavior Therapy. This volume remains the
most frequently cited work in psychotherapy
integration, and has served as a model of
integration at both a theoretical and a
technical level. Wachtel offered a theory of
personality and psychopathology that fully
integrated critical aspects of psychodynamic
and behavioral theory into a unique and
synergistic model. Just as important, this new
and integrative theory also allowed
interventions from a broad range of positions
to be used clinically in a way that was
predictable and comprehensible.
Norcross and Newman (1992) identified eight
interacting variables that have encouraged the
growth of psychotherapy integration. These
include: 1. the enormous expansion in the
number of separate psychotherapies; 2. the
failure of any single therapy or group of
therapies to demonstrate remarkably superior
efficacy; 3. the correlated lack of success of
any theory adequately to explain and to
predict pathology, personality, or behavioral
change; 4. the growth in number and importance
of shorter term, focused psychotherapies; 5.
greater communication between clinicians and
scholars that has resulted in increased
willingness and opportunity for therapeutic
experimentation; 6. the intrusion into the
consulting room of the realities of limited
socioeconomic support by third parties for
traditional, long term psychotherapies,
accompanied by an increased demand for
accountability and documentation of the
effectiveness of all medical and psychological
therapies; 7. the identification of common
factors in all psychotherapies that are
related to successful outcome; and 8. the
development of professional organizations2,
networks, conferences, and journals that are
dedicated to the discussion and study of
psychotherapy integration.
Recently, there has been an explosion of
integrative works, and of impassioned debate
about the possibility and advisability of
integrative efforts. Of particular note during
this period was a collection of dialogues
between supporters and opponents of
psychotherapy integration (Arkowitz &
Messer, 1984). A final sign of the evolving
maturity of psychotherapy integration was the
almost simultaneous publication of two recent
handbooks that collected the work of the major
contributors in single volume sources
(Norcross & Goldfried, 1992; Stricker
& Gold, 1993).
The Modes of Psychotherapy Integration
There are three generally accepted ways in
which the methods and concepts of two or more
schools of psychotherapy may be combined or
synthesized. These modes differ from each
other with regard to the hypothesized point at
which the component therapies meet and meld
with each other. They also differ in terms of
the respective emphasis placed at each level
on technique, change factors, or broader
theory (Norcross & Newman, 1992).
The three most commonly discussed forms of
integration are technical eclecticism, the
common factors approach, and theoretical
integration. Technical eclecticism is the most
clinical and technically oriented form of
psychotherapy integration. Techniques and
interventions drawn from two or more
psychotherapeutic systems are applied
systematically and sequentially. The series of
linked interventions usually follows a
comprehensive assessment of the patient. This
assessment allows target problems to be
identified and then clarifies the
relationships among different problems,
strengths, and the cognitive, affective, and
interpersonal characteristics of the patient.
Techniques are chosen on the basis of the best
clinical match to the needs of the patient, as
guided by clinical knowledge and by research
findings. Technical eclecticism need not be
guided by an original or integrative theory of
personality or of psychopathology. Instead, it
usually is based on existing theories and goes
beyond this conceptual foundation on a case by
case, clinical basis, by adding new techniques
and clinical strategies as they are needed.
When theory is not involved, this style of
psychotherapy integration converges with an
eclectic approach.
The common factors approach to integration
stems from the assumption that all effective
methods of psychotherapy share to some degree
certain critical, curative factors. Common
factors approaches start from the attempt to
identify the specific effective ingredients of
any group of therapies. This effort is
followed by exploration of the ways that
particular interventions and psychotherapeutic
interactions promote and contain those
ingredients. The integrative therapies that
result from this process are structured around
the goal of maximizing the patient's exposure
to the unique combination of therapeutic
factors that best will ameliorate his or her
problems.
The search for common curative factors in
cross-sectional studies of psychotherapy has a
long and distinguished history. The research
and scholarship of such leaders in
psychotherapy as Jerome Frank, Carl Rogers,
and Hans Strupp were central to the
establishment of the common factors approach
as viable and important. Rogers (1961)
attempted clinically and empirically to
identify the necessary and sufficient factors
that led to therapeutic growth. According to
Rogers, personality change for the patient
followed from a relationship in which the
therapist reacted to the patient with accurate
empathy, unconditional positive regard, and
self-congruence. Frank's (1961) work contained
a cross- cultural perspective on healers and
psychotherapists and led to the conclusion
that the remoralization of a defeated patient
and the provision of hope were central to all
psychological and moral helping relationships.
Strupp and his colleagues (e.g., Strupp,
Wallach, & Wogan, 1962) pioneered the
empirical study of psychodynamic
psychotherapy. They (Strupp, Hadley &
Gomes-Schwartz, 1977) came to very similar
conclusions with regard to the effective
ingredients of analytic therapies.
Contemporary common factors investigators
have built on these earlier efforts and have
been able to demonstrate that most therapies
do share a pool of curative ingredients. These
common factors are relational and supportive,
in that they stem from the therapeutic
relationship. They also are technical,
deriving from the provision of new learning
experiences and the opportunities to test new
skills in action (Lambert, 1992; Lambert &
Bergin, 1994). Each school of psychotherapy
capitalizes on certain common effective
factors, and neglects or excludes others
(Weinberger, 1995). The advantage of this
common factors integration, then, is to
increase the number of these curative factors,
common and unique, to which the patient
systematically may be exposed.
The last type of psychotherapy integration
to be considered here is theoretical
integration. This form of integration has been
described as the most sophisticated and
important by some writers, but has been
criticized as overly ambitious and essentially
impossible by others (Franks, 1984; Lazarus,
1992; Messer, 1992) because of the scientific
incompatibilities and philosophical
differences among the various schools of
psychotherapy. Those who argue in favor of
this form of integration do so because of the
new perspectives it offers at the levels of
theory and of practice. Theoretical
integration involves the synthesis of novel
models of personality functioning,
psychopathology, and psychological change out
of the concepts of two or more traditional
systems. Integrative theories of this kind
generally attempt to explain psychological
phenomena in interactional terms, by looking
for the ways in which environmental,
motivational, cognitive, and affective factors
influence and are influenced by each other.
Causation usually is assumed to be
multidirectional and to include conscious and
covert factors, and most theoretical
integrations include a focus on the ways that
individual's recreate past patterns and
experiences in the present.
The systems of psychotherapy that follow
from such theoretical integration use
interventions from each of the component
theories, as well as leading to original
techniques that may "seamlessly blend" two or
more therapeutic schools (Wachtel, 1991). At
times, the clinical efforts suggested within a
theoretically integrated system substantially
may resemble the choice of techniques of a
technically eclectic model. The essential
differences may lie in the belief systems and
conceptual explanations that precede the
clinical strategies selected by the respective
therapists. Theoretical integration goes
beyond technical eclecticism in clinical
practice by expanding the range of covert and
overt factors that can be addressed
therapeutically. Subtle interactions between
interactional experiences and internal states
and processes can be assessed and targeted for
intervention from a number of complementary
perspectives. Expected effects of any form of
intervention in one or more problem areas can
be predicted, tested, and refined as
necessary. This conceptual expansion offers a
framework in which problems at one level or in
one sphere of psychological life can be
addressed in formerly incompatible ways (Gold,
1990).
The Assimilative, Psychodynamic Model of
Psychotherapy Integration.
Our model of psychotherapy integration is
one of theoretical integration. It relies
heavily on contemporary psychodynamic theories
of personality structure, psychopathology, and
psychological change, while freely using
methods and interventions from other
therapeutic systems. This approach to
theoretical integration is described best as
assimilative (Messer, 1992) because a single
theoretical structure is maintained, but
techniques from several other approaches are
incorporated within that structure. As new
techniques are employed within a conceptual
foundation, the meaning, impact, and utility
of those techniques are changed in powerful
ways. In his discussion of assimilative
integration of psychotherapies, Messer (1992)
points out that all actions are defined and
contained by the interpersonal, historical,
and physical context in which those acts
occur. Therapeutic interventions are complex
interpersonal actions, so that interventions
are defined by the larger context of the
therapy. A behavioral method such as
systematic desensitization will mean something
entirely different to a patient whose ongoing
therapeutic experience has been defined
largely by psychodynamically oriented
exploration than it will to a patient in
traditional behavior therapy. The process of
accommodation is an inevitable partner of
assimilation. Psychodynamically oriented
ideas, styles, and methods are recast and
experienced differently in an integrative
system as compared to traditional dynamic
therapies. When we choose to intervene
actively in a patient's cognitive activities,
behavior, affect, and interpersonal
engagements, we change the meaning and felt
impact of our exploratory work and of our
emphasis on insight as well.
These assimilative and accommodative changes
have been detailed extensively in the recent
psychotherapy integration literature. In
earlier writings we have presented a "three
tier" model of personality structure and
change (Gold & Stricker, 1993; Stricker
& Gold, 1988). These tiers refer
respectively to overt behavior (Tier 1),
conscious cognition, affect, perception, and
sensation (Tier 2), and unconscious mental
processes, motives, conflicts, images, and
representations of significant others (Tier
3). We emphasize theoretically and clinically
the exploration of this last sphere of
experience, but recognize and use
therapeutically the complex and
multidetermined interconnections between
different levels of experience. Unlike
traditional psychoanalysis, which treats
behavior and conscious experience as
epiphenomenal and as important only in
symbolizing underlying issues, we embrace the
realms of behavior and consciousness as areas
of important work in themselves.
Our evolving psychodynamic theoretical base
inherits the contributions of such
psychoanalytic innovators as Ferenczi (1930)
and Alexander and French (1946), and
interpersonalists such as Sullivan (1953) and
Fromm (1955). These authors all challenged the
hegemony of insight and interpretation within
psychoanalytic therapy, instead arguing that
new experience and the corrective interaction
between patient and therapist were as
important, if not more important, than insight
in bringing about change. Our thinking closely
resembles, and has been influenced deeply by,
innovative psychodynamic theories such as
Wachtel's (1977, Gold & Wachtel, 1993)
Cyclical Psychodynamics, Ryle's (1990)
Cognitive-Analytic Therapy, and Andrews'
(1993) Active Self model. These theorists
observe that insight and new patterns of
relating to the self and to others are linked
in circular, varied and shifting ways, with
insight following new emotional,
interpersonal, and representational processes
as often as it causes those shifts in function
and style. Insistence on a unidirectional
model of change (Gold, 1991) suggests,
erroneously, that psychological life and
psychotherapeutic effect are straightforward
and simple.
One also must rethink a psychodynamic model
of the mind when assimilative integration is
employed (Stricker, 1994). In particular, the
unidimensional theory of change that is
emblematic of classical psychoanalysis must be
jettisoned in favor of a multidirectional,
circular model (Gold & Wachtel, 1993;
Stricker & Gold, 1988). We understand
change to occur and to begin at any of the
three tiers of psychological life, rather than
always being caused by changes in unconscious
conflict, structure, and motive. We also argue
that insight can be the cause of change, the
result of new experiences and ways of
adaptation, or a moderator variable that
intervenes in the effects of other change
processes. Often, it is difficult, if not
impossible, to identify the places of insight
and active interventions in the causal chain
of events that preceded a patient's gains.
In attempting to achieve assimilative
integration, the selection among alternative
interventions is among the most difficult
decisions that face the therapist. Most
frequently, these decisions are made on the
basis of clinical factors, such as theoretical
orientation or prior experience. This leads to
highly individualistic decisions that rarely
are reliable, but often appear to be
effective. Nonetheless, the lack of
reliability warns us that validity may be
suspect, no matter how much faith each
individual clinician has in his or her own
decision. An alternative approach has been
suggested by Beutler (e.g., Beutler &
Hodgson, 1993), who is attempting to develop a
research-driven basis for matching
interventions with therapeutic issues. Clearly
this is a superior basis for action, but the
literature currently does not allow a broad
enough foundation for action and therefore
many clinical situations are returned to the
clinician for decision on the theoretical and
experiential grounds that always have marked
clinical intervention.
The assimilative use of active interventions
is based primarily on the therapist's ongoing
assessment of the patient's psychodynamic
status. This evaluation includes an emphasis
on the tone of the therapeutic relationship
and alliance, as well as consideration of the
most pressing conflicts, defenses, self and
object representations, and emotional states
with which the patient is struggling. Active
methods are chosen and are suggested with two
or more simultaneous and compatible objectives
in mind: (1) to promote changes in the
person's current functioning that (2) will
impact on central intrapsychic and
characterological processes as well.
When indicated, either on the basis of
clinical experience or research evidence,
cognitive, behavioral, systemic, or
experiential techniques may be introduced to
intervene in any or all of these psychodynamic
issues. For example, we sometimes will use an
exposure based method such as systematic
desensitization or assertiveness training to
assist a patient in the task of reducing
social anxieties. Although the change in overt
behavior is highly desirable in itself, it
also represents a way to work with resistances
and defenses that may not yield to
interpretation. When the patient is engaged
more completely in previously feared
relationships, the underlying intrapsychic
contributions to those fears will be
accessible to dynamic exploration in an
immediate, emotionally vital manner.
Similarly, an impasse in the therapeutic
relationship that might be brought about by a
patient's unconscious, paranoid representation
of the therapist's intentions may be resolved
only partially by interpretation of the
immediate and historical roots of those
perceptions. Active testing of the accuracy of
the patient's ideas, as practiced in
traditional cognitive therapy, often can be
highly effective in such a situation. As a
final example, interpretive work with a
tightly controlled, overly intellectualized
person may be helped immensely by introducing
affectively oriented, experiential methods
from gestalt therapy, such as the two chair
technique. The goal here is to combine
expanded intellectual awareness of the
emotions that were repressed with immediate
and powerful experiences of those emotions.
This active expansion of the patient's
affective life often synergizes with
psychodynamic exploration by creating a blend
of insight and experience that is less likely
to be worked into the patient's
intellectualizing defensive structure in a
redundant, isolated manner.
The therapist takes an expanded perspective
on the variety of events and process that may
affect intrapsychic life. Interpretation and
insight still are accorded a central place,
but interpersonal, cognitive, and emotional
variables are seen as maintaining or provoking
wishes, representations of self and others,
and complex states of internal conflict (Ryle,
1990; Stricker & Gold, 1993; Wachtel,
1977). As Wachtel (1977; Gold & Wachtel,
1993) has pointed out, disowned intrapsychic
states sometimes may reflect the patient's
unconscious perceptions of real events and
relationships in the here and now, rather than
being remnants of early experiences. Whether
their derivation is past or present, dynamic
issues are shaped, reinforced, and sometimes
are modified by the participation of the
significant people in the patient's life. This
applies to all patients, but especially is
germane to therapeutic work with patients
whose pathology results from deviations in
development. These "character disordered"
individuals lack the internal structure
necessary for such adaptive tasks as affect
tolerance, regulation of self esteem, or self
generated initiative (Stricker & Gold,
1988). These gaps in development manifest
themselves in severe impairment in behavior,
cognition, affect, and interpersonal
relationships (Tiers 1 & 2).
Work on these issues must address pathology
at all three tiers. To work only at the
psychodynamic level would ask the patient to
go too far beyond his or her pre-existing
adaptive capacities. However, if one ignores
the intrapsychic, the therapy may remain
superficial and overly simplified. When Tier 3
issues cannot be addressed advantageously
through interpretation, this expanded
framework allows the therapist to work
indirectly on those issues by using them as a
"map" for change in the other tiers. Work on
overt behavior and conscious ideation and
emotion can proceed from any of the three
tiers, but will be most effective when the
meaning of the behavior or thought is
understood completely and the selected
interventions are presented and used in ways
that are experienced as benign and acceptable
to the patient.
Additionally, ideas, affects, behaviors,
defenses, and symptoms do not exist in
isolated ways or meaningless states. These
Tier 1 and 2 phenomena frequently are invested
with much symbolism and meaning that is
unknown to the patient and to the therapist.
For example, a particular cognitive structure,
belief, or way of processing emotion can
unconsciously be perceived as a crucial part
of one's identity, or as a way of identifying
with a parent. Thus, active interventions may
be experienced as forced wedges that are aimed
at prying loose a cherished self
representation or object relationship. A
complete psychodynamically oriented
exploration of these phenomena is necessary to
appreciate fully the patient's needs in these
matters, and then to introduce active methods
in ways that will seem most benign and helpful
to the patient (Gold & Stricker, 1993).
This conceptualization of the mutual
influence and interpenetration of the
intrapsychic, interpersonal, experiential, and
behavioral spheres of life brings our
psychodynamic theory closer to recent
developments in psychotherapy and clinical and
developmental psychology than its traditional
psychoanalytic predecessors (see, for example,
Greenberg, Rice, & Elliot, 1993; Guidano,
1987; Safran & Segal, 1990; or Stern,
1985).
A Case of Assimilative Integrative
Psychotherapy
In the case presentation that follows we
attempt to illustrate the use of active
techniques. Three of the several assimilated
techniques that marked this essentially
psychodynamic psychotherapy are mentioned.
This therapy lasted for about 32 months with
the frequency of sessions moving from once
weekly to twice weekly after about one year.
The final six months of the therapy also was
conducted on a once weekly basis.
Mr. S. was a 37 year old single man who
came to therapy complaining of severe
anxiety symptoms that had begun at about the
time the small company at which he worked
had merged with a larger and more impersonal
firm. Mr. S. was an accountant who
increasingly felt isolated at work,
especially after his supervisor retired. He
had formed an attachment to this older
person that he described as parental, and
felt that he had been protected and
supported in this relationship. He was
preoccupied with the prospect of being fired
by his new supervisor, although his
evaluations had been more than satisfactory.
As a result of this concern, he had been
working longer and harder, had ignored any
of his few social connections and sources of
recreation, and had fallen into a reactive
state of irritation and pessimism that
bordered on depression. Mr. S's father, with
whom he had had a distant and mutually
unhappy relationship, had died suddenly
about eight months prior. The patient
reported this in the first session in a
seemingly disinterested way, stating that he
had felt little about the loss. However, his
associations, the few dreams he remembered
having near the time he sought therapy, and
his description of his relationships with
his supervisor all pointed to repressed
grief reactions that were complicated by
pre-existing unconscious issues of loss,
rage, and unrequited love.
The first phase of the therapy involved a
broad inquiry into all relevant experiences
necessary to complete an assessment at Tiers
1, 2, and 3. Tier 1 (overt behavior) was
marked by repetitive patterns of compulsive
involvement with work, impulsive and hasty
actions and choices, and avoidant patterns of
interaction wherein Mr. S. took care to limit
contact with people to an excessive degree.
Tier 2 (conscious cognition and affect)
contained rigid and moralistic demands for
intellectual control over himself and other
people, affective constriction, and a long
list of "shoulds" and "musts." His compulsive
preoccupation with work yielded a conscious
sense of perfectionism, pride and ideas about
being better than other people, but he also
suffered worries about his self worth and a
dimly perceived but ever present sense of
shame that he could not explain. Tier 3
(intrapsychic representations) had been shaped
by Mr. S.'s relationships with an obsessive
and distant father, and a depressed and
passive mother. His father had focused
exclusively on his highly successful and
lucrative career, rarely displaying any
interest in his wife or children, whereas his
mother cared for the patient in a dispirited
and dutiful manner. Mr. S.'s inner world was
composed of fragmentary andconflicting
identifications with these parents. He
unconsciously was caught between a sense of
isolated grandiosity and a portrayal of
himself as vulnerable, without energy, and
unworthy of a father's attentions.
The assessment also revealed the
multidirectional relationships among issues at
the three tiers. Mr. S.'s psychodynamic issues
were symbolized and expressed in his behavior
and thoughts, but the way he acted and
understood his experiences also confirmed and
reinforced his self and object relationships.
For example, each time someone made an attempt
to befriend him, he felt caught between his
shameful sense of unworthiness and his
identification with his father's scorn of
intimate connections. These conflicts and the
defensive need to avoid were then reinforced
by the other person's discomfort with Mr. S's
ambivalent reactions. When his compulsive
behavior and perfectionistic ideas were
unrewarded at work, his rage and his sense of
failing to achieve the love and approval of a
father figure also were reinforced.
As the therapy proceeded, Mr. S. became
subtly but increasingly combative, bringing
his affectless, perfectionistic, and avoidant
style into the therapy. He could not use
interpretations effectively and, instead,
challenged the scientific validity of the
therapist's formulations, general approach,
and in particular the therapist's ideas about
the connections between the loss of his
supervisor, his relationships with his father,
his reactions to his father's death, and his
current symptoms. These resistive interactions
severely threatened an already shaky
therapeutic relationship, as an increasingly
unworkable hostile atmosphere developed. The
therapist became aware that, in his attempts
to reach Mr. S., he had become an accomplice
to Mr. S: the patient needed to keep the
therapist at bay in order to ward off the very
psychodynamic issues that the therapist was
concerned with. An assimilative shift was
proposed. The two chair technique from gestalt
therapy was suggested in order to help Mr. S.
test his ideas about the lack of validity of
the therapist's formulations. If, as Mr. S.
argued, he had no other feelings about his
father, his death, and the loss of his
supervisor, then these techniques probably
would be ineffective as well, demonstrating
the therapist's uselessness to him. On the
other hand, if some change did occur, perhaps
Mr. S. would consider some change in his
outlook on his psychological situation and on
therapy.
Thus followed an extended period of gestalt
work in which Mr. S. uneasily involved himself
in the enactment of dialogues with his former
supervisor, with his father, and, eventually,
with himself as a child and with his mother.
Gradually, his affective constriction was
loosened, and he became aware of tremendous
anger, coupled with a deep longing for contact
and a pervasive sense of shame, anxiety, and
unworthiness of the love of his parents.
The success of the experiential exercises
had tremendous impact beyond the expansion of
Mr. S's emotional range. As hoped, he began to
review his ideas and feelings about the
therapist, psychotherapy, and his
relationships in a new and more positive
light, with a strengthened bond with the
therapist being one result. The hostile
transference that had developed diminished
significantly, and became the source of
fruitful psychodynamic investigation and
insight that now could be integrated. As Mr.
S. now had experienced success in
psychotherapy, and perceived directly that the
therapist was effective and on his side, other
implications of the transference (such as
aspects of mother's helplessness) became
apparent. Mr. S. felt himself to have been
worthy of help, and in this experience found a
basis for making conscious, and for actively
testing cognitively and interpersonally, his
fears that others would reject him as did his
father.
A second example of assimilative integration
in Mr. S's therapy occurred when he suffered a
severe panic attack when notified of an
unexpected internal audit of some of his work.
Dynamic inquiry and interpretation were
impossible given the paralysis that Mr. S.
displayed in the next session. As a result, a
move was made toward active instruction in
relaxation techniques, cognitive measures for
self-soothing, and calming imagery. These
techniques were very helpful. As Mr. S. became
less anxious, he realized that he was both
exhilarated and saddened by these events: the
therapist had demonstrated an immediate
concern for Mr. S. and an ability to help him
that evoked deeply painful memories and images
of father and mother. At times when the
patient had been distressed in the past, his
father's disinterest, and his mother's passive
ineffectuality, had convinced Mr. S. of the
hopelessness of nurturance and help from
others, and had imprinted a vision of himself
as isolated and reactively self-contained. As
these issues were explored, he became able to
acknowledge and to integrate a full range of
affects that he had long avoided. At the same
time that he began to cast off these self and
object images, he used this helpful
interaction with the therapist as the source
of new intrapsychic representations and
structures.
A final example of our approach to the
integration of active methods is drawn from a
situation in which the patient asked for help
in designing exercises to be used to overcome
his interpersonal distancing behaviors. A
series of sessions were devoted to behavioral
rehearsal, anxiety management, and to the
construction of an in vivo hierarchy of social
situations. These procedures had three goals:
first and most obvious, the reduction of his
social anxiety and improvement in social
skills; second, to gain greater access to the
psychodynamic issues that were warded off
through his avoidance of intimacy with others;
and lastly, support for, and reinforcement of,
his newly emerging sense of being able to ask
for help, and to be deserving of it.
Correspondingly, such a request signalled the
presence of a benign image of the therapist
that required whatever confirmation was
possible. The results of this behavioral
sequence were analyzed and led to an ongoing
expansion of the psychodynamic part of the
therapy.
In these and all of the other instances when
active techniques were introduced to Mr. S.,
they were mentioned tentatively and always
with concern for his intrapsychic construal of
their meanings. The effects of these
suggestions on his perceptions of the
therapist, their relationship, the therapist's
understanding of Mr. S's needs, and Mr. S's
reactions all were explored repeatedly before,
during, and after the interventions were
attempted. These discussions often stood as
among the more enriching part of the therapy,
as they highlighted all three tiers of
psychological life in an immediate and vital
way. Empirical Considerations
If our assimilative model of integrative
psychotherapy is to be influential and long
lasting, it must pass the tests of scientific
validation and reliability by which we
evaluate all therapies. We hope that our case
study is clearly illustrative of our thinking
and methods. However, it does not itself
demonstrate anything about the model's
efficacy, generalizability, or potential for
replication by other therapists.
At this point in our work we have been
concerned exclusively with clinical and
theoretical issues, and have not been able to
subject this model to the empirical tests that
it requires. Nonetheless, it behooves us to
raise the critical questions that only can be
answered by research, and also to consider
extant research findings that may speak
indirectly to the status of our work.
First, and probably foremost, are the
questions concerning treatment effectiveness
and specificity. Is this therapy as or more
effective than its component therapies
(psychodynamic, cognitive-behavioral, or
experiential) or any other systems of
treatment? Linked to this question are the
issues of prescription and patient matching:
are there particular persons, problems,
diagnoses, or psychological characteristics
for whom or which this therapy can be
empirically demonstrated to be most effective?
Inquiry also eventually must be directed at
such theoretical issues as our hypothesized
revisions of psychodynamic theory and the
assumed circular relationships between
psychodynamics, behavior, cognition, and
affective experience. In particular, this
model must be studied in terms of the
incremental validity of our expansion of the
psychodynamic perspective when compared to its
traditional conceptualization. Finally, issues
of generalizability must be raised and tested.
Will this therapy work, or even exist, when
conducted by therapists other than the authors
of this report? Can the model be taught? Can
we formalize and offer data driven guidelines
for when and how to move from one intervention
to the next, or must clinical intuition
dictate exclusively?
Although we do not yet possess direct and
data derived answers to these questions, the
research literature does offer some
suggestions and reasons for cautious optimism.
For example, research on prescriptive
psychotherapies (Beutler & Hodgson, 1993)
and on the stages of change in psychotherapy
(Prochaska & DiClemente, 1992) have
demonstrated the maximized effectiveness of
psychotherapies that include interventions
that are drawn from several different
dimensions of psychological life, as does our
model. These groups of studies impressively
support the idea that technique serves the
patient best when interventions are matched to
the patient's immediate clinical need and
psychological state. This view is central to
our model. Clinical trials of integrative
psychotherapies that resemble ours in their
fusion of psychodynamic formulations and
exploration with active interventions have
yielded preliminary but positive results. For
instance, the integrative, interpersonal
psychotherapy for depression developed by
Klerman, Weissman, Rounsaville, and Chevron
(1984) has outperformed medication and other
psychological interventions in a number of
studies. Ryle (1990) reports that both short
term and long term versions of Cognitive
Analytic Therapy (CAT) have been found
emphatically to be more effective than purely
interpretive or behaviorally oriented
approaches. Omer (1992) offers empirical
support for integrative interventions that
heighten the patient's awareness of his or her
participation in psychotherapy, thus improving
the impact of the basic exploratory stance of
the psychotherapist. Glass, Victor, and
Arnkoff (1993) point out that several systems
of integrative psychotherapy have been
demonstrated, albeit in limited numbers of
studies, to outperform either strictly
psychodynamic or cognitive- behavioral
interventions.
Perhaps the most impressive and important
collection of studies of integrative
psychotherapy have been carried out by Shapiro
and his colleagues at the Sheffield
Psychotherapy Project (e.g., Shapiro &
Firth, 1987; Shapiro & Firth-Cozens,
1990). These workers studied the impact of two
sequences of combined psychodynamic and
cognitive-behavioral therapy: dynamic work
followed by active intervention or vice versa.
They found that the greatest gains were made,
and the smoothest experience of treatment were
reported, by those in the dynamic-behavioral
sequence. Patients in the behavioral- dynamic
sequence more frequently deteriorated in the
second part of the therapy, and did not
maintain their gains over time as often as did
patients in the other group. These findings
seem to echo and confirm the guidelines of our
model, in which psychodynamic work usually
precedes and prescribes more active
interventions.
Other research can be found that points to
the possibility of empirically validating
expansions of psychodynamic theory, and of the
construct validity and reliability of
clinically generated integrative psychodynamic
formulations. One central source of these
findings is the work of Andrews (1993) on the
Active Self model of personality and
psychotherapy. This system, like ours, posits
feedback and feedforward relationships between
events in various psychological domains, with
behavior, affect, cognition, and interpersonal
relatedness all serving to express and to
reinforce pre-existing representations of self
and of others. Content analysis of therapy
transcripts has yielded much support for this
theory, and for its utility in guiding the
selection of interventions in an integrated
psychotherapy.
Kiesler (1992) points out that work in
personality theory that is derived from the
variety of interpersonal circles inventories
is supportive of many of the personality
theories that drive integrative models of
psychotherapy. He notes that much data exist
to confirm hypotheses about the back and forth
nature of the relationship between
intrapsychic and interpersonal variables, and
also to support the central focus of many
integrative therapies upon interrupting the
processes that confirm and maintain
pathological representations of self and of
others.
Empirical verification for psychodynamic
formulations may now be found in a variety of
well designed and extensive research projects.
Methods such as the Core Conflictual
Relationship Theme (CCRT) developed in the
Penn Psychotherapy Project (Luborsky &
Crits-Cristoph, 1990) can yield valid and
reliable assessment of central dynamic themes.
The Mt. Zion psychotherapy project (Weiss
& Sampson, 1986) has generated the Plan
Formulation Method that yields an assessment
of conscious and unconscious goals, pathogenic
beliefs and conflictual emotions, plans for
testing those beliefs, and necessary insights.
These formulations have been employed in a
number of studies that impressively have
validated therapist and judges predictions
about process changes in psychodynamics over
the course of psychotherapy (Weiss, 1994).
Strupp and his colleagues at the Vanderbilt
Psychotherapy Project (Strupp, 1993; Strupp
& Binder, 1984) also have demonstrated the
capacity to develop valid and replicable
psychodynamically informed formulations of a
patient's psychological functioning that drive
and guide the therapist's interventive
strategies. These formulations are organized
around a concept called the Cyclical
Maladaptive Pattern (CMP), a concept that
expands the view of psychodynamic processes in
ways that are identical to ours: internal
variables are assumed both to influence and to
be influenced by interpersonal, cognitive, and
emotional states through feed back and feed
forward processes.
The findings of these last few research
projects also address the questions of
generalizability and teachability that we
noted above. The Penn Psychotherapy Project,
the Mt. Zion group, and the Vanderbilt
Psychotherapy Project all have resulted in the
production of psychotherapy manuals (see Gold,
1995, for a more extensive review of this
work). These manuals offer any psychotherapist
explicit and data driven guidelines for
formulation of the patient's problems and
current functioning. Studies indicate (Weiss
& Sampson, 1986; Luborsky &
Crit-Cristoph, 1990; Strupp, 1993) that
compliance to the manual can be demonstrated
and that the level of compliance is linked
positively to process variables and to
outcome. There is virtually no direct
empirical evidence concerning the model we
propose, but there are many encouraging
developments to suggest that this and other
models may become of demonstrable validity,
generalizability, and teachability.
Conclusion
An assimilative approach to psychotherapy
integration combines the organizing principle
of a theoretical system of understanding with
the range of technical interventions available
to the gamut of schools of treatment. It has
the advantages of access to an expanded set of
techniques and of the understanding that comes
from a coherent set of propositions to justify
those interventions. It also stretches the
theoretical system in order to understand
better the impact of interventions that
ordinarily would not be available within that
system.
Our approach begins with a psychodynamic
system of understanding, but incorporates
behavioral and affect arousing procedures that
ordinarily do not follow from such an
approach. The success of these techniques lead
us to favor an interpersonal rather than a
solely intrapsychic psychodynamic formulation,
as these techniques are more consistent with
such a theory. However, colleagues can begin
with any other theory and also will find it
helpful to incorporate an expanded range of
interventions. This leads us back to our three
tier approach. Behavior, the first tier, is
the province of the behavioral approaches. The
second tier, conscious cognition and affect,
often draws the cognitive- behavioral and the
experiential theorists. The third tier,
dynamics, is the concern of the psychodynamic
therapists. However, patients function and
malfunction at all three tiers, and it
behooves a responsive therapist to draw
interventions from all three. We have
illustrated one among many possible approaches
to assimilative integration, and would
recommend that other therapists experiment
with alternative combinations of theory and
technique, and then test these experiments
empirically so that the science and the
practice of clinical psychology and
psychotherapy can be advanced.
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FOOTNOTES
1 - Readers who desire a more extensive
discussion of the history of psychotherapy
integration are referred to the excellent works
by Arkowitz (1984) and Goldfried and Newman
(1992).
2 - Anyone interested in information about the
Society for the Exploration of Psychotherapy
Integration (SEPI) may obtain it by writing to
George Stricker, The Derner Institute, Adelphi
University, Garden City, NY 11530.
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